Aerospace series - Quality management systems - Requirements for conducting audits of aviation, space, and defence quality management Systems

1.1   General
This document defines requirements for the preparation and execution of the audit process. In addition, it defines the content and composition for the audit reporting of conformity and process effectiveness to the 9100-series standards, the organization’s QMS documentation, and customer and statutory/regulatory requirements.
The requirements in this document are additions or represent changes to the requirements and guidelines in the standards for conformity assessment, auditing, and certification as published by ISO/IEC (i.e. ISO/IEC 17000, ISO/IEC 17021 1). When there is conflict with these standards, the requirements of 9101 standard take precedence.
NOTE 1   In this document, the term "9100-series standards" comprises the 9100, 9110, and 9120 standards; developed by the IAQG and published by various national standards bodies.
NOTE 2   In addition to this document, the IAQG publishes deployment support material on the IAQG website (see http://www.sae.org/iaqg/) that can be used by audit teams, when executing the audit process.
1.2   Application
This document is intended to be used for audits of 9100-series standards by Certification Bodies (CBs) for certification of organizations, under the auspices of the ASD industry certification scheme [also known as the Industry Controlled Other Party (ICOP) scheme]. The ICOP scheme requirements are defined in the 9104-series standards (i.e. EN 9104 001, EN 9104 002, EN 9104 003).
NOTE   Relevant parts of this document can also be used by an organization in support of internal audits (1st party) and external audits at suppliers (2nd party).

Qualitätsmanagementsysteme - Luft- und Raumfahrt - Anforderungen an die Durchführung von Audits von Qualitätsmanagementsystemen in Luftfahrt, Raumfahrt und Verteidigung

1.1   Allgemeines
Dieses Dokument legt die Anforderungen an Vorbereitung und Ausführung des Auditprozesses fest. Außerdem legt es den Inhalt und die Form der Audit-Berichterstattung über die Konformität und Prozesseffektivität in Bezug auf die Normen der Normenfamilie EN 9100 sowie die Dokumentation des QMS der Organisation, die Anforderungen von Kunden und gesetzliche/behördliche Anforderungen fest.
Die Anforderungen in diesem Dokument sind Ergänzungen oder stellen Änderungen zu den Anforderungen und Richtlinien in den von ISO/IEC veröffentlichten Normen zur Konformitätsbewertung, zur Auditierung und Zertifizierung dar (z. B. ISO/IEC 17000:2020, ISO/IEC 17021 1). Bestehen Widersprüche zu diesen Normen, haben die Anforderungen dieses Dokuments Vorrang.
ANMERKUNG 1   In diesem Dokument umfasst der Begriff „Normen der Normenfamilie EN 9100“ die Normen EN 9100, EN 9110 und EN 9120, die von der IAQG entwickelt und von verschiedenen nationalen Normungsgremien veröffentlicht wurden.
ANMERKUNG 2   Zusätzlich zu diesem Dokument veröffentlicht die IAQG empfohlene Anwendungshinweise auf der IAQG-Website (siehe http://www.iaqg.org), die von Auditteams bei der Ausführung des Auditprozesses verwendet werden können.
1.2   Anwendung
Dieses Dokument ist dafür bestimmt, für Audits nach der Normenfamilie EN 9100 durch Zertifizierungsstellen (CB, en: Certification Body) zur Zertifizierung von Organisationen im Rahmen des Zertifizierungssystems der ASD-industrie (auch bekannt als Schema der durch die Industrie überwachten dritten Seite [en: Industry Controlled Other Party, ICOP]) angewendet zu werden. Die Anforderungen des ICOP-Schemas sind in den Normen der Normenreihe EN 9104 festgelegt (d. h. EN 9104 1, EN 9104 2, EN 9104 3).
ANMERKUNG   Geeignete Abschnitte dieses Dokuments können von einer Organisation zur Unterstützung interner Audits (Audits von erster Seite) und externer Audits bei Zulieferern (Audits von zweiter Seite) angewendet werden.

Série aérospatiale - Systèmes de management de la qualité - Exigences pour la conduite d’audits des systèmes de management de la qualité dans l’aéronautique, l’espace et la défense

1.1 Généralités
Le présent document définit les exigences relatives à la préparation et à l’exécution du processus d'audit. De plus, il définit le contenu et la composition des rapports relatifs à la conformité et à l'efficacité du processus par rapport aux normes de la série 9100, à la documentation du SMQ de l’organisme et aux exigences client ainsi que légales/réglementaires.
Les exigences dans le présent document sont des ajouts ou traduisent des modifications apportées aux exigences et aux recommandations des normes d'évaluation de la conformité, d'audit et de certification publiées par l'ISO/CEI (à savoir l'ISO/CEI 17000 et l'ISO/CEI 17021 1). En cas de contradiction avec ces normes, les exigences de la norme 9101 prévalent.
NOTE 1 Dans le présent document, le terme « normes de la série 9100 » englobe les normes 9100, 9110 et 9120 développées par l'IAQG et publiées par différents organismes de normalisation nationaux.
NOTE 2 En plus du présent document, l'IAQG publie des supports sur son site Internet (voir https://www.sae.org/iaqg/) qui peuvent être utilisés par les équipes d'audit lors de l’exécution du processus d'audit.
1.2 Application
Le présent document est destiné à être utilisé pour les audits selon les normes de la série 9100 par les organismes de certification (OC) pour la certification des organismes, sous l'égide du schéma de certification de l'industrie ASD [aussi connu en tant que schéma ICOP (Industry Controlled Other Party)]. Les exigences du schéma ICOP sont définies dans les normes de la série 9104 (à savoir l'EN 9104 001, l'EN 9104 002 et l'EN 9104 003).
NOTE Les paragraphes appropriés du présent document peuvent également être utilisés par un organisme en support des audits internes (1ère partie) et des audits externes chez les fournisseurs (2de partie).

Aeronavtika - Sistemi vodenja kakovosti - Zahteve za presojo sistemov vodenja kakovosti organizacij zračnega prometa, vesoljskih poletov in obrambe

Ta dokument določa zahteve za pripravo in izvedbo postopka presoje. Poleg tega določa vsebino in sestavo za poročanje o presoji glede skladnosti ter učinkovitosti postopka v skladu s skupino standardov 9100, dokumentacijo sistema vodenja kakovosti (QMS) organizacije, zahtevami za stranke ter zahtevami zakonodaje in predpisov.
Zahteve v tem dokumentu so dodatki ali predstavljajo spremembe zahtev in smernic v standardih za ugotavljanje skladnosti, presojo in certificiranje, kot je objavljeno v standardih ISO/IEC (tj. ISO/IEC 17000, ISO/IEC 17021-1). V primeru nasprotij s temi standardi imajo prednost zahteve iz standarda 9101.
OPOMBA 1:   Izraz »skupina standardov 9100« v tem dokumentu vključuje standarde 9100, 9110 in 9120, ki jih je zasnovala organizacija IAQG, objavili pa različni nacionalni organi za standarde.
OPOMBA 2:   Organizacija IAQG poleg tega dokumenta na spletnem mestu IAQG objavlja tudi pomožno gradivo za pripravo (glej http://www.sae.org/iaqg/), ki ga lahko uporabljajo skupine za presojo med izvajanjem presoje.
1.2   Uporaba
Ta dokument je namenjen za uporabo pri presojah skupine standardov 9100, ki jih izvajajo certifikacijski organi (CB) za certificiranje organizacij, v okviru industrijske certifikacijske sheme ASD (z drugim imenom shema ICOP – Industry Controlled Other Party). Zahteve sheme ICOP so opredeljene v skupini standardov 9104 (tj. EN 9104-001, EN 9104-002, EN 9104-003).
OPOMBA:   Organizacija lahko ustrezne dele tega dokumenta uporablja tudi za podporo notranjih presoj (presoja prve stranke) in zunanjih presoj pri dobaviteljih (presoja druge stranke).

General Information

Status
Published
Public Enquiry End Date
31-Oct-2021
Publication Date
03-Dec-2023
Technical Committee
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
28-Nov-2023
Due Date
02-Feb-2024
Completion Date
04-Dec-2023

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Standards Content (Sample)

SLOVENSKI STANDARD
SIST EN 9101:2024
01-januar-2024
Aeronavtika - Sistemi vodenja kakovosti - Zahteve za presojo sistemov vodenja
kakovosti organizacij zračnega prometa, vesoljskih poletov in obrambe
Aerospace series - Quality management systems - Requirements for conducting audits
of aviation, space, and defence quality management Systems
Qualitätsmanagementsysteme - Luft- und Raumfahrt - Anforderungen an die
Durchführung von Audits von Qualitätsmanagementsystemen in Luftfahrt, Raumfahrt
und Verteidigung
Série aérospatiale - Systèmes de management de la qualité - Exigences pour la
conduite d’audits des systèmes de management de la qualité dans l’aéronautique,
l’espace et la défense
Ta slovenski standard je istoveten z: EN 9101:2023
ICS:
03.100.70 Sistemi vodenja Management systems
03.120.10 Vodenje in zagotavljanje Quality management and
kakovosti quality assurance
49.020 Letala in vesoljska vozila na Aircraft and space vehicles in
splošno general
SIST EN 9101:2024 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN 9101:2024

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SIST EN 9101:2024


EN 9101
EUROPEAN STANDARD

NORME EUROPÉENNE

November 2023
EUROPÄISCHE NORM
ICS 03.100.70; 03.120.10; 03.120.20; 49.020 Supersedes EN 9101:2018
English Version

Aerospace series - Quality management systems -
Requirements for conducting audits of aviation, space, and
defence quality management Systems
Série aérospatiale - Systèmes de management de la Qualitätsmanagementsysteme - Luft- und Raumfahrt -
qualité - Exigences pour la conduite d'audits des Anforderungen an die Durchführung von Audits von
systèmes de management de la qualité dans Qualitätsmanagementsystemen in Luftfahrt, Raumfahrt
l'aéronautique, l'espace et la défense und Verteidigung
This European Standard was approved by CEN on 7 August 2023.

CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this
European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references
concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN
member.

This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management
Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and
United Kingdom.





EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2023 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 9101:2023 E
worldwide for CEN national Members.

---------------------- Page: 3 ----------------------
SIST EN 9101:2024
EN 9101:2023 (E)
Contents Page
European foreword . 3
0. Introduction . 4
1 Scope . 6
1.1 General. 6
1.2 Application . 6
2 Normative references . 6
3 Terms and definitions . 7
4 Auditing and reporting . 8
4.1 General.
...

SLOVENSKI STANDARD
oSIST prEN 9101:2021
01-oktober-2021
Zahteve za presojo sistemov vodenja kakovosti organizacij zračnega prometa,
vesoljskih poletov in obrambe
Requirements for Conducting Audits of Aviation, Space, and Defence Quality
Management Systems
Qualitätsmanagementsysteme - Audit-Anforderungen für Organisationen der Luftfahrt,
Raumfahrt und Verteidigung
Ta slovenski standard je istoveten z: prEN 9101
ICS:
03.100.70 Sistemi vodenja Management systems
03.120.10 Vodenje in zagotavljanje Quality management and
kakovosti quality assurance
49.020 Letala in vesoljska vozila na Aircraft and space vehicles in
splošno general
oSIST prEN 9101:2021 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

---------------------- Page: 1 ----------------------
oSIST prEN 9101:2021

---------------------- Page: 2 ----------------------
oSIST prEN 9101:2021


DRAFT
EUROPEAN STANDARD
prEN 9101
NORME EUROPÉENNE

EUROPÄISCHE NORM

August 2021
ICS 03.100.70; 49.020 Will supersede EN 9101:2018
English Version

Requirements for Conducting Audits of Aviation, Space,
and Defence Quality Management Systems

This draft European Standard is submitted to CEN members for enquiry. It has been drawn up by the Technical Committee ASD-
STAN.

If this draft becomes a European Standard, CEN members are bound to comply with the CEN/CENELEC Internal Regulations
which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.

This draft European Standard was established by CEN in three official versions (English, French, German). A version in any other
language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC
Management Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and
United Kingdom.

Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of which they are
aware and to provide supporting documentation.

Warning : This document is not a European Standard. It is distributed for review and comments. It is subject to change without
notice and shall not be referred to as a European Standard.


EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2021 CEN All rights of exploitation in any form and by any means reserved Ref. No. prEN 9101:2021 E
worldwide for CEN national Members.

---------------------- Page: 3 ----------------------
oSIST prEN 9101:2021
prEN 9101:2021 (E)
Contents Page
European foreword . 4
0 Introduction . 5
1 Scope . 7
1.1 General. 7
1.2 Application . 7
2 Normative references . 7
3 Terms and definitions . 8
4 Auditing and reporting . 10
4.1 General. 10
4.2 Audit Program . 10
4.3 Audit Reporting . 11
5 Common Audit Activities .
...

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